AMERIPRISE FINANCIAL, INC.
Proposal 1A.
ELECTION OF DIRECTOR: JAMES M. CRACCHIOLO
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1B.
ELECTION OF DIRECTOR: DIANNE NEAL BLIXT
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1C.
ELECTION OF DIRECTOR: AMY DIGESO
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1D.
ELECTION OF DIRECTOR: LON R. GREENBERG
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1E.
ELECTION OF DIRECTOR: SIRI S. MARSHALL
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1F.
ELECTION OF DIRECTOR: JEFFREY NODDLE
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1G.
ELECTION OF DIRECTOR: H. JAY SARLES
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1H.
ELECTION OF DIRECTOR: ROBERT F. SHARPE, JR.
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1I.
ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 2.
TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS BY A NONBINDING ADVISORY VOTE.
Caisse vote:
For
Applicable policy or principle:
PR_07_06
Proposal 3.
TO APPROVE A NONBINDING ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
Caisse vote:
For
Applicable policy or principle:
PR_07_06
Proposal 4.
TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
Caisse vote:
For
Applicable policy or principle:
PR_06